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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-15
  • CA RA
    APPROVED
    Since 2025-04-15

Branch Locations

Westlake Village, CA • United States

525 Washington Blvd 20Th Floor, Jersey City, NJ 07310 • United States

225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Irvine CA 09/2014 05/2017
Wedbush Securities Inc. Woodland Hills CA 01/2019 Present
Unemployed Westlake Village CA 06/2017 12/2018
  • 09/2014 → 05/2017
    Bok Financial Securities, Inc.
    Irvine, CA
  • 01/2019 → Present
    Woodland Hills, CA
  • 06/2017 → 12/2018
    Unemployed
    Westlake Village, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-08-23
  • S63 Uniform Securities Agent State Law Examination
    1993-08-23

View on SEC IAPD

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