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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-15 |
Branch Locations
Westlake Village, CA • United States
525 Washington Blvd 20Th Floor, Jersey City, NJ 07310 • United States
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bok Financial Securities, Inc. | Irvine | CA | 09/2014 | 05/2017 |
| Wedbush Securities Inc. | Woodland Hills | CA | 01/2019 | Present |
| Unemployed | Westlake Village | CA | 06/2017 | 12/2018 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-08-23 |
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