Suzan Budak

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Newport Beach, CA

Previous Registrations

• 2007-04-25 → 2008-10-08
  Morgan Stanley & Co. Llc
  Newport Beach, CA
• 2006-07-21 → 2007-04-04
  Charles Schwab & Co., Inc.
  Newport Beach, CA

Other Businesses

I*3793289, Entity Type: , Name of OBA: Living Trust of M J B u/a dtd 05/16/2015, Address: Mission Viejo, California, 92691, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 02/18/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*4248266, Entity Type: , Name of OBA: M J B TTEE U/A DTD 05/16/2015 BY M J B, Address: Mission Viejo, California, 92691, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 03/31/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2006-07-14
• S63 Uniform Securities Agent State Law Examination
  1993-05-04
• S65 Uniform Investment Adviser Law Examination
  1993-04-28

Other Names

• Susan Ann Budak
• Susan Budak
• Suzan Ann Budak