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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2015-12-15
TX RA APPROVED_RES 2015-12-15
  • OK RA
    APPROVED
    Since 2015-12-15
  • TX RA
    APPROVED_RES
    Since 2015-12-15

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Lawton, OK • United States

309 Sw 11Th Street Suite 101, Lawton, OK 73501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning Fort Worth TX 02/1993 Present
First Command Financial Services, Inc Fort Worth TX 03/1993 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 02/1993 → Present
    First Command Financial Planning
    Fort Worth, TX
  • 03/1993 → Present
    First Command Financial Services, Inc
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Previous Registrations
  • 2005-01-06 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

Name of the other business: Henry C Evans III, Enterprises, LLC ; Whether the business is investment-related: No ; Address of the other business: 309 SW 11th St, Suite 101, Lawton, OK 73501 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: President ; The start date of your relationship: 1/1/2016 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: I am using the LLC for Financial and Tax Reasons for my First Command Business. This LLC is for Pass thru tax reasons on commissions received from First Command.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-23
S63 Uniform Securities Agent State Law Examination 1993-03-15
  • S65 Uniform Investment Adviser Law Examination
    2004-11-23
  • S63 Uniform Securities Agent State Law Examination
    1993-03-15

View on SEC IAPD

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