Stanford Albein Lindquist

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2001-12-27

MO RA
APPROVED

Since 2001-12-27

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

5600 Mexico Road Ste.1, Saint Peters, MO 63376 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Money Concepts Capital Corp	St Charles	MO	02/1993	Present

02/1993 → Present

Money Concepts Capital Corp

St Charles, MO

Other Businesses

1. WEALTH CONCEPTS, CORP., 3827 MCCLAY ROAD, SAINT PETER, MO 63376, OFFICER, INDEPENDENT INSURANCE AGENCY, FROM THE MONEY CONCEPTS APPROVAL LIST, 20 HRS. MO., DURING SECURITIES TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-11-10
S63	Uniform Securities Agent State Law Examination	1993-05-13

S65 Uniform Investment Adviser Law Examination

1997-11-10
S63 Uniform Securities Agent State Law Examination

1993-05-13

Other Names

Stan Lindquist

View on SEC IAPD

Employer firm

Current Employers

Money Concepts Capital Corp

Disclosures

Employment History

Other Businesses

Exams

Other Names

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