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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1993-03-22
  • TX RA
    APPROVED
    Since 1993-03-22

Branch Locations

1314 E Sonterra Blvd Bldg 4 Ste 401, San Antonio, TX 78258 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Antonio TX 09/2005 03/2020
Ameriprise Financial Services, Llc San Antonio TX 03/2020 Present
Other Businesses

Outside Employment; Insperity, LLC; Full-time employee. I have Financial Advisor responsibilities including client servicing, providing comprehensive financial planning and investment advice to my clients.; Manage advisory business; 1314 E Sonterra Blvd., Building 4, Suite 401, San Antonio, TX, 78258; Investment-Related; 01/01/2022; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-18
  • S63 Uniform Securities Agent State Law Examination
    1993-03-18

View on SEC IAPD

Other Firms

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