William Alexander Edgar

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-04-04
TX	RA	APPROVED_RES	2017-03-07
IL	RA	APPROVED	2017-03-02

CA RA
APPROVED

Since 2022-04-04
TX RA
APPROVED_RES

Since 2017-03-07
IL RA
APPROVED

Since 2017-03-02

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2301 Rosecrans Ave, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pfs Investments Inc	Naperville	IL	05/2016	02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	02/2017	Present
Bank Of America, N.A.	Rolling Meadows	IL	09/2019	Present

05/2016 → 02/2017

Pfs Investments Inc

Naperville, IL
02/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
09/2019 → Present

Bank Of America, N.A.

Rolling Meadows, IL

Previous Registrations

2015-11-12 → 2016-03-28

Principal Securities, Inc.

Downers Grove, IL

Other Businesses

I*1136335For profit or not for profit: Entity For ProfitName of outside business organization: UberInvestment related: NAddress of business: Redondo Beach, California, 90278Nature of business: ["Sole Proprietorship"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 1/7/2023Number of hours devoted: 10 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Uber driving I*, 2592275 Entity Type: Entity Charitable Name of OBA: Redondo Beach Moose Lodge Address: Redondo Beach, California 90277 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/15/2025 No Hours: 8 hours per month No Hours during trading: 0 Duties: As a trustee of the lodge I am responsible for taking inventory of lodge assets, attending board meetings, and approving necessary expenses. The Moose is about celebrating life together, serving those in need within our local community, supporting our children at Mooseheart and standing by our senior members at Moosehaven.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-11-10
S63	Uniform Securities Agent State Law Examination	2013-04-19

S65 Uniform Investment Adviser Law Examination

2015-11-10
S63 Uniform Securities Agent State Law Examination

2013-04-19

Other Names

William Alexander Edgar
William Alexander Edgar
William Edgar

View on SEC IAPD