Peter Kyung Hoon Rhee

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 06/2015 → 11/2020
  First Allied Advisory Services, Inc
  Chesterfield, MO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Frankfort, IL
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-06-12 → 2020-11-12
  First Allied Advisory Services, Inc.
  Frankfort, IL
  San Diego, CA
• 2010-01-04 → 2015-07-08
  Ipi Wealth Management, Inc.
  Decatur, IL
  Frankfort, IL
  Orland Park, IL
• 2008-01-01 → 2010-01-14
  Wells Fargo Clearing Services, Llc
  Palos Heights, IL
  Orland Park, IL
• 2006-04-25 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  St. Louis, MO
  Orland Park, IL
• 2002-11-05 → 2003-06-03
  Morgan Stanley Dw Inc.
  Chicago, IL

Other Businesses

1. MOSAIC PRIVATE WEALTH; DBA; STARTED 06/2015; SOLE PROPRIETOR; 160 HOURS/ MONTH 2. INSURANCE; FIXED INSURANCE; STARTED 01/01/2002; INDEPENDENT CONTRACTOR; PART TIME; 8 HOURS/MONTH. 3. PETER RHEE; CONSULTANT; CONSULTING; START DATE: 03/18/2016; 12 HOURS PER MONTH. 4. PKR INC.; OWNER; RETAIL SALES/STORE; START DATE: 01/01/2020; 8 HOURS PER MONTH.

Exams

• S66 Uniform Combined State Law Examination
  2006-04-24
• S63 Uniform Securities Agent State Law Examination
  2002-08-22
• S65 Uniform Investment Adviser Law Examination
  2002-07-19

Other Names

• Peter Kyung Moon Rhee