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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-24 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
100 Wilshire Boulevard Suite 1900, Santa Monica, CA 90401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Santa Monica | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*579689 - Rental Property; Investment Related: Yes; Hidden Hills, California; Real Estate; Other (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2022; During Business Hours: 0; After Business Hours: 3; Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-14 |
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