Gerald Haig Ariyan

Current Employers

Employment History

• 07/2007 → 09/2016
  Deutsche Bank Securities Inc
  New York, NY
• 09/2016 → 09/2022
  Raymond James & Associates, Inc.
  New York, NY
• 09/2022 → Present
  Arax Investment Partners
  New York, NY
• 12/2023 → Present
  Ashton Thomas Securities, Llc
  New York, NY

Previous Registrations

• 2021-06-14 → 2022-09-01
  Raymond James & Associates, Inc.
  St. Petersburg, FL
  New York, NY
• 2001-01-12 → 2007-07-09
  Deutsche Bank Securities Inc.
  New York, NY
  Greenwich, CT
  New York, NY
  New York, NY
  New York, NY

Other Businesses

Investment-Related Activities 1.Dadourian Foundation (New York, NY - Charitable Foundation) oRole: Review portfolio recommendations made by Stifel Nicolaus advisor oTime Commitment: 1 hour every 2 months oCompensation: None 2.Mass Mutual Trust Co. (Boston, MA - Investment-Related) oRole: Independent Director, Chairman of Investment Committee oTime Commitment: 2 hours per month oCompensation: Yes 3.Arax Investment Partners (New York, NY - Investment-Related) oRole: Chief Executive Officer - Oversee operations, strategic direction, and leadership oTime Commitment: 160 hours per month oCompensation: Yes oAffiliated Entities (Combined Role with Arax Investment Partners): ?Ashton Thomas Private Wealth, LLC (Scottsdale, AZ - Investment-Related) - Chairman (40 hours/month) ?U.S. Capital Wealth Advisors (Houston, TX - Investment-Related) - Chairman of Board of Directors (40 hours/month) ?Norte Advisors, LLC (New York, NY - Investment-Related) - Chairman (4 hours/month) Non-Investment-Related Activities 4.Hye Tower LLC (Paramus, NJ - Commercial Property Investment) oRole: Passive Owner (50% Stake) oTime Commitment: Varies, based on sale of investment oCompensation: Depends on sale of investment 5.Hyewood LLC (Westwood, NJ - Commercial Property) oRole: Member oTime Commitment: 0 hours per month oCompensation: None 6.Serendipity Labs (Westport, CT - Real Estate Workspace Sharing) oRole: Passive Investment oTime Commitment: 0 hours per month oCompensation: None Passive Investments (Not Investment-Related, No Active Involvement) ?Pivotal Commware (Bothell, WA - Telecommunications Equipment) ?Netris Software (Santa Clara, CA - AI Software) ?Pathwater (Fremont, CA - Bottled Water) ?Urbanic (London - Clothing Manufacturing) ?Ola Cab (India - Ridesharing Company) ?Ola Electric (India - Electric Vehicle Manufacturer) ?The Inn of Cape May (Cape May, NJ - Bed & Breakfast Property) ?Avelo Airlines (New Haven, CT - Regional Airline) All above passive investments require: ?0 hours per month ?No compensation received

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-11
• S63 Uniform Securities Agent State Law Examination
  1993-03-26

Other Names

• Haig Ariyan