Jamie Lawrence Baraldi

Current Employers

Employment History

• 01/2009 → 07/2019
  Ubs Financial Services Inc
  Cherry Hill, NJ
• 07/2019 → Present
  Lpl Financial, Llc
  Mount Laurel, NJ
• 07/2019 → Present
  Gladstone Wealth Partners
  Mount Laurel, NJ
• 01/2009 → 07/2019
  Ubs
  Mount Laurel, NJ

Previous Registrations

• 2009-01-09 → 2019-07-11
  Ubs Financial Services Inc.
  Mt. Laurel, NJ
• 2003-07-18 → 2009-01-12
  Wells Fargo Clearing Services, Llc
  Marlton, NJ
  Marlton, NJ
• 2002-06-12 → 2003-07-21
  Morgan Stanley Dw Inc.
  Voorhees, NJ

Other Businesses

1. 7/2/2019 - Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 7/3/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 7/9/2019 - Gladstone Institutional Advisory - DBA: (Hybrid) Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 7/3/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity on 7/9/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/9/2019 - Gladstone Institutional Advisory - DBA: (hybrid) Peak Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/04/2019 - 40 Hours Per Month/30 Hours During Securities Trading - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/30/2019 - Peak Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/23/2019 - 40 Hours Per Month/30 Hours During Securities Trading. 5. 08/03/2022 -Gladstone Wealth Partners- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- Start Date- 07/02/2022 - 0 Hours Per Month/ 0 Hours During Securities Trading 6. 03/11/2026- Gladstone Marlton LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Mount Laurel, NJ - Start Date 07/15/2019 - 50 hours per month/ 40 hours during trading 7. 04/08/2026 - Iron Compass Collective - Business Owner - Not Investment Related - At Reported Business Location(s) -Start Date 03/16/2026 - 10 hours per month/ 5 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2002-03-19
• S63 Uniform Securities Agent State Law Examination
  1993-04-05