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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-02-27
  • FL RA
    APPROVED
    Since 2020-02-27

Branch Locations

2536 Countryside Blvd 6Th Floor Suite 601, Clearwater, FL 33763 • United States

Palm Harbor, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Clearwater FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Clearwater FL 11/2016 02/2020
Raymond James & Associates Inc Clearwater FL 02/2020 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-04-20
S65 Uniform Investment Adviser Law Examination 1993-04-20
  • S63 Uniform Securities Agent State Law Examination
    1993-04-20
  • S65 Uniform Investment Adviser Law Examination
    1993-04-20

View on SEC IAPD

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