Richard Earle Sackett

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1997 → Present
  Richard E. Sackett
  Batavia, IL
• 09/2009 → 09/2020
  Securities Service Network, Inc
  Sugar Grove, IL
• 09/2020 → 06/2024
  Securities America, Inc.
  Batavia, IL
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Batavia, IL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Batavia, IL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Batavia, IL

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Sugar Grove, IL
  Batavia, IL
• 2013-12-09 → 2020-09-18
  Ssn Advisory, Inc.
  Sugar Grove, IL
• 1998-07-27 → 2014-01-06
  Paragon Advisors Llc
  Prestbury-Aurora, IL

Other Businesses

THE RICHARD E. AND CAROLYN M. SACKETT CHARITABLE REMAINDER TRUST U/A DTD 11-21-1995 POSITION: Co-Trustee NATURE: Co-trustee, with wife, of a Charitable Remainder Trust of which we are also the owners, donors and income beneficiaries INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 11/21/1995 ADDRESS: 700 W. Fabyan Pkwy., Unit 26B, Apt 26B, Batavia IL 60510 DESCRIPTION: Invest the trust corpus to achieve the trust's objectives

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-29
• S63 Uniform Securities Agent State Law Examination
  1993-04-13