Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-01-22 |
| TX | RA | APPROVED | 2014-01-10 |
Branch Locations
6000 Fairview Road Suite 500, Charlotte, NC 28210-3254 • United States
Cornelius, NC • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Charlotte | NC | 01/2014 | Present |
(1) HAPPY'S WAY, LLC - INVESTMENT RELATED. CORNELIUS, NC. REAL ESTATE. FAMILY BUSINESS. 20% OWNER. START: 2/2011. 1 HR PER MO/0 DURING TRADING. DUTIES: MANAGE PROPERTIES, NEGOTIATE SALES. (2) SPRINGER CAPITAL, LLC; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: PROPERTY MANAGEMENT/RENTAL; CAPACITY: OWNER/ACTIVE; START DATE: 01/28/2019; DUTIES: MANAGE RENTAL PROPERTY MANAGER; HOURS DEVOTED PER MONTH: 01 HOUR ON SATURDAY PRIMARILY; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 01;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-21 |
Reach out to this advisor