Randolph James Peterson

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → 04/2017
  First Republic Bank
  San Francisco, CA
• 06/2011 → 04/2017
  First Republic Investment Manager
  San Francisco, CA
• 04/2017 → 04/2023
  First Republic Securities Company, Llc
  San Francisco, CA
• 04/2017 → 04/2023
  First Republic Investment Management, Inc.
  San Francisco, CA
• 04/2023 → Present
  Morgan Stanley Smith Barney Llc
  San Francisco, CA
• 06/2023 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2011-06-14 → 2023-05-19
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA

Other Businesses

*OBI - 556098 - San Francisco Maritime National Park Association ; Investment related - No ; san francisco, California ; Children/Youth:Civic/Community ; Board Member(proprietor, partner, officer, director, employee, trustee, agent) ; 1/2019 ; During business hours : 1 ; After business hours : 1 ; attend board meeetings

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-04-10

Designations

• Chartered Financial Analyst

Other Names

• Randy Peterson