Joseph William Doonan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA

Previous Registrations

• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Bridgewater, NJ
  Boston, MA
  Bridgewater, NJ
  Summit, NJ
  Bridgewater, NJ
  Bridgewater, NJ
  Princeton, NJ
  Somerville, NJ
  Somerset, NJ
  Middlesex, NJ
  Trenton, NJ
  Lawrenceville, NJ
  Edison, NJ
  Trenton, NJ
  Hazelton, PA
  Nesquehoning, PA
  Bethlehem, PA
  Fountain Hill, PA
  Bethlehem, PA
  Coopersburg, PA
  Conyngham, PA
  Fogelsville, PA
  Pennington, NJ
  Trenton, NJ
  Yardville, NJ
  Hamilton, NJ
  Somerset, NJ
  Highland Park, NJ
  Trenton, NJ
  Princeton, NJ
  Princeton Junction, NJ
  New Brunswick, NJ
  Belle Mead, NJ
  Kingston, PA
  Mercerville, NJ
  Edison, NJ
  Bound Brook, NJ
  Bound Brook, NJ
  Plainsboro, NJ
  Manville, NJ
  Princeton, NJ
  South Plainfield, NJ
  Raritan, NJ
  Bridgewater, NJ
  Dunellen, NJ
  Edison, NJ
  South Plainfield, NJ
  Ewing, NJ
  Trenton, NJ
  Scranton, PA
  Bethlehem, PA
  Rocky Hill, NJ
  Bethlehem, PA
  Princteon, NJ
  Bethlehem, PA
  Easton, PA
  Lansford, NJ
  Bethlehem, PA
  Hamilton Square, NJ
  Piscataway, NJ
  Skillman, NJ
  Allentown, PA
  Whitehall, PA
  Bethelhem, PA
  Nuremberg, PA
  Weatherly, NJ
  Cherry Hill, NJ
  Dallas, PA
  New Brunswick, NJ
  Edison, NJ
  Pennington, NJ
  West Pittston, PA
  Bethlehem, PA
  Hazelton, PA
  Bangor, PA
  Highstown, NJ
  Allentown, PA
  Mercerville, NJ
  Hazelton, PA
  Allentown, NJ
  Wilkes Barre, PA
  Bethlehem, PA
  Hellertown, PA
  Princeton, NJ
  Scranton, PA
  Hazelton, PA
  Turnerville, NJ
  Piscataway, NJ
  Upper Montclair, NJ
  Newark, NJ
  Newark, NJ
  Elizabeth, NJ
  Roselle, NJ
  Elizabeth, NJ
  West Lyndhurst, NJ
  Jersey City, NJ
  Jersey City, NJ
  Elizabeth, NJ
  Belleville, NJ
  Maplewood, NJ
  Roseland, NJ
  Maplewood, NJ
  Springfield, NJ
  Newark, NJ
  Newark, NJ
  Springfield, NJ
  Union, NJ
  Upper Montclair, NJ
  Kearny, NJ
  Jersey City, NJ
  Summit, NJ
  Orange, NJ
  Elizabeth, NJ
  Millburn, NJ
  Belleville, NJ
  Bloomfield, NJ
  Union, NJ
  Orange, NJ
  Montclair, NJ
  Union City, NJ
  Harrison, NJ
  Cedar Grove, NJ
  Livingston, NJ
  East Orange, NJ
  West Orange, NJ
  Hillside, NJ
  West Caldwell, NJ
  Elizabeth, NJ
  Linden, NJ
  Roseland, NJ
  S. Irvington, NJ
  Newark, NJ
  Secaucus, NJ
  Cranford, NJ
  Elizabeth, NJ
  South Orange, NJ
  Kenilworth, NJ
  Westfield, NJ
  Livingston, NJ
  Bayonne, NJ
  Jersey City, NJ
  Newark, NJ
  Bridgewater, NJ
  Bayonne, NJ
  Basking Ridge, NJ
  Bedminster, NJ
  Berkely Heights, NJ
  Chatham, NJ
  Chatham, NJ
  Clark, NJ
  East Hanover, NJ
  Flemington, NJ
  Flemington, NJ
  Flemington, NJ
  Flemington, NJ
  Florham Park, NJ
  Madison, NJ
  Martinsville, NJ
  Morristown, NJ
  Morristown, NJ
  Mountainside, NJ
  Murray Hill, NJ
  N. Plainfield, NJ
  New Providence, NJ
  Plainfield, NJ
  Ringoes, NJ
  Branchburg Township, NJ
  Stirling, NJ
  Summit, NJ
  Summit, NJ
  Warren, NJ
  Watchung, NJ
  Westfield, NJ
  Allamuchy, NJ
  Hackettstown, NJ
  Jersey City, NJ
  Jersey City, NJ
  W. Trenton, NJ
  Upper Montclair, NJ
  Bridgewater, NJ
  Lawrence Township, NJ
  Freeland, PA
  Glen Ridge, NJ
  Linden, NJ
  Clinton, NJ
  Scotch Plains, NJ
  Bound Brook, NJ
• 2002-10-11 → 2004-10-20
  Quick & Reilly, Inc.
  Upper Montclair , NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-25
• S63 Uniform Securities Agent State Law Examination
  1993-07-06