Frank Anthony Fontanella

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  Fisher Investments
  Woodside, CA

Previous Registrations

• 2011-02-07 → 2013-05-06
  Truist Investment Services, Inc.
  Marietta, GA
  Atlanta, GA
  Atlanta, GA
  Marietta, GA
  Atlanta, GA
• 2009-10-05 → 2011-02-01
  Ameriprise Financial Services, Llc
  Atlanta, GA
  Atlanta, GA
• 2009-01-26 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Atlanta, GA
• 2003-04-23 → 2009-01-07
  Wells Fargo Clearing Services, Llc
  Marietta, GA
  Atlanta, GA
  Acworth, GA
  Marietta, GA

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-04-01
• S63 Uniform Securities Agent State Law Examination
  1993-03-26