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Janine Faith Klein

Ubs Financial Services Inc.

The Villages, FL

Hallandale Beach, FL

Delray Beach, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-02-28
  • FL RA
    APPROVED
    Since 2013-02-28

Branch Locations

The Villages, FL • United States

1010 S Federal Highway Suite 2601, Hallandale Beach, FL 33009 • United States

200 Ne 2Nd Ave Suite 106, Delray Beach, FL 33444 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boca Raton FL 02/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-10
S63 Uniform Securities Agent State Law Examination 1993-04-22
  • S65 Uniform Investment Adviser Law Examination
    2007-09-10
  • S63 Uniform Securities Agent State Law Examination
    1993-04-22

View on SEC IAPD

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