Thomas Arthur Schulenberg

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-31
MN	RA	APPROVED	2013-11-19

TX RA
APPROVED_RES

Since 2017-03-31
MN RA
APPROVED

Since 2013-11-19

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Orono, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Wayzata	MN	07/2005	Present
City National Bank	Minneapolis	MN	10/2017	01/2025

07/2005 → Present

Rbc Capital Markets, Llc

Wayzata, MN
10/2017 → 01/2025

City National Bank

Minneapolis, MN

Other Businesses

TMS, LLC; ADDRESS: 5520 CHANTREY RD. EDINA, MN; BUSINESS DESCRIPTION: PRIVATE OLACEMENT INVESTMENT VEHICLE; NOT INVESTMENT RELATED; START DATE: 09/13/2017; CAPACITY: OWNER-PASSIVE; DUTIES: PASSIVE INVESTMENT; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (2) NAME OF ENTITY: Suncaperschu LLC ADDRESS: 7930 Estero Blvd Ft Myers Beach FL INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Condo CAPACITY: Owner - Active START DATE: 2/18/2022 DUTIES: Own a condo HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-15
S63	Uniform Securities Agent State Law Examination	1993-03-02

S65 Uniform Investment Adviser Law Examination

1999-09-15
S63 Uniform Securities Agent State Law Examination

1993-03-02