Thomas Arthur Schulenberg

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2005 → Present
  Rbc Capital Markets, Llc
  Wayzata, MN
• 10/2017 → 01/2025
  City National Bank
  Minneapolis, MN

Other Businesses

TMS, LLC; ADDRESS: 5520 CHANTREY RD. EDINA, MN; BUSINESS DESCRIPTION: PRIVATE OLACEMENT INVESTMENT VEHICLE; NOT INVESTMENT RELATED; START DATE: 09/13/2017; CAPACITY: OWNER-PASSIVE; DUTIES: PASSIVE INVESTMENT; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (2) NAME OF ENTITY: Suncaperschu LLC ADDRESS: 7930 Estero Blvd Ft Myers Beach FL INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Condo CAPACITY: Owner - Active START DATE: 2/18/2022 DUTIES: Own a condo HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-15
• S63 Uniform Securities Agent State Law Examination
  1993-03-02