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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2003-07-01 |
| TX | RA | APPROVED_RES | 2003-07-01 |
Branch Locations
6060 S American Plaza St E Ste 400, Tulsa, OK 74135 • United States
Tulsa, OK • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tulsa | OK | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tulsa | OK | 11/2016 | Present |
INHERITED MINERAL RIGHTS, NOT INVT RELATED, TULSA, OK, 100% OWNERSHIP, START DATE 7/24/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, COLLECTING MONEY FROM MINERAL RIGHTS. OKLAHOMA BAR ASSOCIATION, NOT INVT RELATED, OKLAHOMA CITY, OK, LAW LICENSE, START DATE 9/25/1991, 1 HR PER MONTH, 0 HRS DURING TRADING, INACTIVE LAW LICENSE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-22 |
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