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Employer firm

Liberty One Investment Management CRD 304290

$1.05B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Liberty One Investment Management

1509 N. Milwaukee Ave., Libertyville, IL 60048 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-11
  • FL RA
    APPROVED
    Since 2025-07-11

Branch Locations

1509 N. Milwaukee Ave., Libertyville, IL 60048 • United States

Lithia, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Liberty One Investment Management, Llc Lithia FL 06/2020 Present
Unemployed Lithia FL 12/2013 11/2019
Liberty One Investment Management, Llc Lithia FL 12/2019 05/2020
  • 06/2020 → Present
    Liberty One Investment Management, Llc
    Lithia, FL
  • 12/2013 → 11/2019
    Unemployed
    Lithia, FL
  • 12/2019 → 05/2020
    Liberty One Investment Management, Llc
    Lithia, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-27
S66 Uniform Combined State Law Examination 2005-04-25
S63 Uniform Securities Agent State Law Examination 1993-03-18
  • S65 Uniform Investment Adviser Law Examination
    2025-05-27
  • S66 Uniform Combined State Law Examination
    2005-04-25
  • S63 Uniform Securities Agent State Law Examination
    1993-03-18
Other Names
  • Eric Gustave Miller

View on SEC IAPD

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