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Employer firm

Chicago Capital Management Advisors, LLC CRD 123483

$135M regulatory AUM 618 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • ESTATE AND INSURANCE PLANNING

From the firm’s Form ADV. Read the guides:

Current Employers
Chicago Capital Management Advisors, Llc

4722 Main Street, Lisle, IL 60532 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-15
CA RA APPROVED 2020-07-24
MI RA APPROVED 2014-09-08
IL RA APPROVED 2014-09-04
  • TX RA
    APPROVED
    Since 2023-08-15
  • CA RA
    APPROVED
    Since 2020-07-24
  • MI RA
    APPROVED
    Since 2014-09-08
  • IL RA
    APPROVED
    Since 2014-09-04

Branch Locations

Austin, TX • United States

4722 Main Street, Lisle, IL 60532 • United States

American Trust Investment Services Advisory, Inc.

1244 119Th Street, Whiting, IN 46394 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-08-14
  • IL RA
    APPROVED
    Since 2023-08-14

Branch Locations

4722 Main Street, Lisle, IL 60532 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
American Trust Investment Services Inc. Chicago IL 01/2015 Present
  • 01/2015 → Present
    American Trust Investment Services Inc.
    Chicago, IL
Previous Registrations
Other Businesses

1. DCL Assets LLC is a holding company with partial, passive ownership of an investment advisor. This is not investment related, as there is no day-to-day involvement with the operations of the underlying holding. Mr. Clarren serves as an AMBR (Authorized Member). The company's address is 9040 Town Center Parkway, Lakewood Ranch, FL 34202. This LLC was established on January 15, 2026 and Mr. Clarren dedicates < 1 hour a month to this business and 0 hours during regular trading hours. 2. Licensed Insurance Agent. Mr. Clarren is a licensed insurance agent at his ATIS address of record. In this regard, he solely writes insurance through American Trust. This is not investment related and can occur during business hours; 5 or less hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-10
S63 Uniform Securities Agent State Law Examination 1993-03-18
  • S65 Uniform Investment Adviser Law Examination
    2010-12-10
  • S63 Uniform Securities Agent State Law Examination
    1993-03-18

View on SEC IAPD

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