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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-31
AZ RA APPROVED 2018-02-14
KS RA APPROVED 2018-02-14
MO RA APPROVED 2018-02-14
  • TX RA
    APPROVED_RES
    Since 2024-10-31
  • AZ RA
    APPROVED
    Since 2018-02-14
  • KS RA
    APPROVED
    Since 2018-02-14
  • MO RA
    APPROVED
    Since 2018-02-14

Branch Locations

609 Ne State Route 291, Lees Summit, MO 64086 • United States

500 S Broadway, Oak Grove, MO 64075 • United States

909 Sw State Rte 7, Blue Springs, MO 64014 • United States

100 S Hudson Street, Buckner, MO 64016 • United States

1305 Sw Arborwalk Blvd, Lee'S Summit, MO 64082 • United States

1505 Nw Hwy 7, Blue Springs, MO 64014 • United States

10801 E 23Rd Street, Independence, MO 64054 • United States

4668 Blue Ridge Blvd, Kansas City, MO 64133 • United States

639 Ne Woods Chapel Road, Lee'S Summit, MO 64064 • United States

204 Main Street, Belton, MO 64012 • United States

11206 E 24 Highway, Sugar Creek, MO 64054 • United States

7840 Metcalf Ave, Overland Park, KS 66204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investor Services Lees Summitt MO 01/2007 Present
Invest Financial Corp. Tampa FL 04/2007 02/2018
Lpl Financial Llc Sugar Creek MO 02/2018 Present
  • 01/2007 → Present
    Investor Services
    Lees Summitt, MO
  • 04/2007 → 02/2018
    Invest Financial Corp.
    Tampa, FL
  • 02/2018 → Present
    Sugar Creek, MO
Previous Registrations
  • 2007-05-07 → 2018-02-21
    Invest Financial Corporation
    Blue Springs, MO
    Sugar Creek, MO
    Blue Springs, MO
    Buckner, MO
    Oak Grove, MO
    Lee'S Summit, MO
    Blue Springs, MO
    Lee'S Summit, MO
    Appleton, WI
Other Businesses

1. 02/14/2018 - Central Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/14/2018 - INVESTOR SERVICES INSURANCE, INC. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 1/1/11 - 5 Hours Per Month/5 During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-05
S63 Uniform Securities Agent State Law Examination 1994-01-21
  • S66 Uniform Combined State Law Examination
    2007-04-05
  • S63 Uniform Securities Agent State Law Examination
    1994-01-21
Other Names
  • Tom Wood
  • Thomas Clark Wood

View on SEC IAPD

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