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Current Employers
Sunbelt Securities, Inc.

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-09-17
  • KY RA
    APPROVED
    Since 2019-09-17

Branch Locations

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

2365 Harrodsburg Road, Suite B100, Lexington, KY 40504 • United States

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lexington Investment Company, Inc. Lexington KY 05/1993 09/2019
Sunbelt Securities Inc Houston TX 09/2019 Present
  • 05/1993 → 09/2019
    Lexington Investment Company, Inc.
    Lexington, KY
  • 09/2019 → Present
    Houston, TX
Previous Registrations
  • 2011-03-16 → 2019-01-08
    Lexington Investment Company, Inc.
    Lexington, KY
    Lexington, KY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-29
  • S63 Uniform Securities Agent State Law Examination
    1994-04-29

View on SEC IAPD

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