Ross Harrison Clements

Sunbelt Securities, Inc.

CRD 2323769

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Employer firm

Sunbelt Securities, Inc. CRD 42180

$2.64B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Sunbelt Securities, Inc.

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2019-09-17

KY RA
APPROVED

Since 2019-09-17

Branch Locations

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

2365 Harrodsburg Road, Suite B100, Lexington, KY 40504 • United States

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lexington Investment Company, Inc.	Lexington	KY	05/1993	09/2019
Sunbelt Securities Inc	Houston	TX	09/2019	Present

05/1993 → 09/2019

Lexington Investment Company, Inc.

Lexington, KY
09/2019 → Present

Sunbelt Securities Inc

Houston, TX

Previous Registrations

2011-03-16 → 2019-01-08

Lexington Investment Company, Inc.

Lexington, KY

Lexington, KY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-04-29

S63 Uniform Securities Agent State Law Examination

1994-04-29

View on SEC IAPD

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