Richard Godfrey

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1993 → 02/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Richmond, VA
• 12/2009 → 02/2018
  Bank Of America, Na
  Richmond, VA
• 02/2018 → 05/2022
  Raymond James Financial Services,Inc
  Midlothian, VA
• 02/2018 → 03/2026
  Steward Partners Investment Advisory, Llc
  Midlothian, VA
• 04/2018 → 03/2026
  Steward Partners Global Advisory, Llc
  Midlothian, VA
• 05/2022 → 03/2026
  Steward Partners Investment Solutions, Llc
  Midlothian, VA
• 03/2026 → Present
  Raymond James Financial Services, Inc.
  Manakin Sabot, VA
• 03/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Manakin Sabot, VA

Previous Registrations

• 2018-02-22 → 2026-03-26
  Steward Partners Investment Advisory, Llc
  Midlothian, VA
  Midlothian, VA
  Stamford, CT
  Manakin Sabot, VA
• 1993-05-26 → 2018-02-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Richmond, VA
  Richmond, VA

Other Businesses

(1) Name of Business: Godfrey & Spradlin Private Wealth Advisory Address: 1 Park West Cir Ste 308, Midlothian, VA, 23114-5587, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/19/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am one of the two co-founders of this private wealth advisory firm. We offer investment advice and financial planning advice, overwhelmingly on a fee-basis, but also offer the usual other aspects that revolve around these two main lines.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-05-14
• S63 Uniform Securities Agent State Law Examination
  1993-04-23