Christian Roux

Employer firm

Bmo Nesbitt Burns Securities Ltd. CRD 281337

$1.20B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Bmo Nesbitt Burns Securities Ltd.

1 First Canadian Place 41St Floor, Toronto, Ontario M5X 1A1 • Canada

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-06-24

TX RA
APPROVED_RES

Since 2020-06-24

Branch Locations

1501 Avenue Mcgill College Suite 3000, Montreal, Quebec H3A 3M8 • Canada

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nesbitt Burns Securities Ltd.	Montreal		05/1988	Present

05/1988 → Present

Nesbitt Burns Securities Ltd.

Montreal

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2016-06-22

S63 Uniform Securities Agent State Law Examination

2016-06-22

View on SEC IAPD