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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-06-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | St. Petersburg | FL | 07/2012 | Present |
| Private Advisor Group, Llc | St. Petersburg | FL | 07/2012 | Present |
1. 9/24/2012: REGISTERED INVESTMENT ADVISOR - PRIVATE ADVISOR GROUP - (HYBRID) PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE. - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading -TIME SPENT 100% - ATLANTA, GA. 2. 7/31/2018 - Private Advisor Group - DBA: Pruitt Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:01/08/2013 - 160 Hours Per Month/130 Hours During Trading. 3. 02/12/2024 - At Home with Joseph - Other - Spouse's Business - Not Investment Related - Home Based - Start Date 10/02/2023 - 0 Hours Per Month/ During Trading 4) 07/02/2025 - Pruitt Wealth Strategies - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:03/01/2018 - 160 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-08-04 |
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