Mark David Daviau

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1989 → 03/2017
  Metropolitan Life Insurance Company
  Utica, NY
• 12/1989 → 03/2017
  Metlife Securities Inc.
  Utica, NY
• 05/1992 → 03/2017
  Metropolitan Life
  Utica, NY
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  New Hartford, NY
• 03/2017 → Present
  Mml Investors Services, Llc
  New Hartford, NY

Other Businesses

1)NANE: MARK DAVIAU-REFEREE BASKTEBALL DBA MEMBER OF INTERNATIONAL ASSOCIATION OF APPROVED BASKETBALL OFFICIALS, INV REL:N ADDR:FROM RESIDENTIAL ADDRESS, NATURE:BASKETBALL OFFICIALS BOARD, POSITION:BOARD MEMBER, START:11/1998 NO HR/MO:8NO HR/MO DUR TRADING:0 2)NAME: MARK DAVIAU-REFEREE-BASKETBALL, INV REL:N ADDR:FROM RESIDENTIAL NATURE:SPORTS OFFICIAL, POSITION:REFEREE, START:11/2005 NO HR/MO:6 NO HR/MO DUR TRADING:0 3)NAME:MARK DAVIAU, INV REL:Y ADDR: 555 FRENCH ROAD, SUITE 202, NEW HARTFORD NY 13413, NATURE:P&C POSITION:AGENT, START:2/2017 NO HR/MO:1 NO HR/MO DUR TRADING:1. 4)NAME:MARK DAVIAU, INV REL: Y, ADDR:555 FRENCH ROAD, SUITE 202, NEW HARTFORD NY 13413 NATURE:LIFE INSURANCE, HEALTH, GROUP LIFE, GROUP HEALTH, FIXED ANNUITIES DIRECT, POSITION:AGENT, START:10/2018 NO HR/MO:2 NO HR/MO DUR TRADING:2.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-08-24