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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-09-04 |
| TX | RA | APPROVED | 2025-08-06 |
Branch Locations
2520 Pinnacle Hills Pkwy, Rogers, AR 72758 • United States
2819 E 29Th St, Joplin, MO 64804 • United States
1720 E Bradford Pkwy, Springfield, MO 65804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America | St. Louis | MO | 04/1996 | 02/2020 |
| Raymond James Financial Services, Inc | St. Louis | MO | 03/2020 | 10/2021 |
| Raymond James Financial Services Advisors, Inc. | St. Louis | MO | 05/2021 | 10/2021 |
| Unemployment | Chesterfield | MO | 10/2021 | 03/2022 |
| Raymond James Financial Services Advisors, Inc. | The Woodlands | TX | 03/2022 | 08/2025 |
| Raymond James Financial Services, Inc. | The Woodlands | TX | 03/2022 | 08/2025 |
| Woodforest Wealth | The Woodlands | TX | 03/2022 | 01/2025 |
| Woodforest Financial Services, | The Woodlands | TX | 03/2022 | 01/2025 |
| Woodforest National Bank | The Woodlands | TX | 03/2022 | 01/2025 |
| Wells Fargo Clearing Services, Llc | Rogers | AR | 08/2025 | Present |
RENTAL PROPERTY; INV RELATED; CHESTERFIELD, MO; 100% OWNERSHIP; 01/2023; 1 HOUR PER MONTH; 0 DURING TRADING; RESIDENTIAL RENTAL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-22 |
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