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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-02-28 |
| LA | RA | APPROVED | 2004-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houma | LA | 02/2004 | Present |
(1) 12/8/2009 - DBA ONLY - DOMANGUE AND ASSOCIATES, LLC - HOUMA, LA. (2) START 02/02/2006 - T & C PROPERTIES - MORTGAGE/REAL ESTATE SERVICES - THIS IS A SHELL ACCOUNT TO HOLD PROPERTY OF HIS PLACE OF BUSINESS - 1 HR/MO SPENT - INV REL - HOUMA, LA. (3) 8/3/2017 - Trawler Group - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 02/02/2004 - 1 Hour Per Month During Securities Trading. (4) 7/2/2020 - Trawler Group LLC - DBA: Flagship Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/01/2020 - 320 Hours Per Month During Securities Trading. (5) 12/21/2022 - Trawler Group, LLC - DBA: Flagship Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/01/2022 - 40 Hours Per Month/50 Hours During Securities Trading. (6) 07/24/2024 - Domangue and Associates, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 12/08/2009- 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-05-17 |
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