Carroll Joseph Domangue

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → Present
  Lpl Financial Llc
  Houma, LA

Other Businesses

(1) 12/8/2009 - DBA ONLY - DOMANGUE AND ASSOCIATES, LLC - HOUMA, LA. (2) START 02/02/2006 - T & C PROPERTIES - MORTGAGE/REAL ESTATE SERVICES - THIS IS A SHELL ACCOUNT TO HOLD PROPERTY OF HIS PLACE OF BUSINESS - 1 HR/MO SPENT - INV REL - HOUMA, LA. (3) 8/3/2017 - Trawler Group - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 02/02/2004 - 1 Hour Per Month During Securities Trading. (4) 7/2/2020 - Trawler Group LLC - DBA: Flagship Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/01/2020 - 320 Hours Per Month During Securities Trading. (5) 12/21/2022 - Trawler Group, LLC - DBA: Flagship Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/01/2022 - 40 Hours Per Month/50 Hours During Securities Trading. (6) 07/24/2024 - Domangue and Associates, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 12/08/2009- 0 Hours Per Month/ During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-05-17

Designations

• Certified Financial Planner

Other Names

• Cj Domangue
• Carroll Joseph Jr Domangue