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Lyle Britt Watts

LPl Financial LLC

Huntsville, AL

CRD 2323159

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2005-08-12
  • AL RA
    APPROVED
    Since 2005-08-12

Branch Locations

Huntsville, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Huntsville AL 08/2005 Present
  • 08/2005 → Present
    Linsco/Private Ledger
    Huntsville, AL
Previous Registrations
Other Businesses

1. 09/16/2010 - DBA ONLY, CLEARVIEW WEALTH MANAGEMENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-12
S63 Uniform Securities Agent State Law Examination 1993-04-07
  • S65 Uniform Investment Adviser Law Examination
    1993-04-12
  • S63 Uniform Securities Agent State Law Examination
    1993-04-07

View on SEC IAPD

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