Martha Ann Maugh

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Chicago, IL
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2005-04-15 → 2009-06-01
  Citigroup Global Markets Inc.
  Chicago, IL
  Chicago, IL
• 2002-11-25 → 2005-04-18
  Banc Of America Investment Services, Inc.
  Chicago, IL
• 2001-03-19 → 2002-09-13
  Banc Of America Securities Llc
  Chicago, IL

Other Businesses

*378153 - Wildwood on Walloon Lake Condominium Association; Investment related No; Condominium Association; Member of Condo Board (proprietor, partner, officer, director, employee, trustee, agent); Sep 2019; During business hours: 0; After business hours: 1 *525817- Field Hockey official; Investment related-No; Chicago, Illinois; Recreation; official (proprietor, partner, officer, director, employee, trustee, agent); 09/1986; During business hours: 0; After business hours: 5; Officiate field hockey games

Exams

• S66 Uniform Combined State Law Examination
  2000-09-15

Other Names

• Marty Maugh
• Martha Ann Maugh