Thomas Joseph Gramigna

Employer firm

The L. Warner Companies, Inc CRD 108001

$802M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• BUSINESS CONSULTING AND PLAN ADMINISTRATION SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1996 → Present
  The L. Warner Companies, Inc.
  Timonium, MD

Other Businesses

1) THE L. WARNER COMPANIES; 9690 DEERECO ROAD, SUITE 650, TIMONIUM, MD 21093; 01/2007; SR. VICE PRESIDENT; MEMBER FIRM ACTIVITIES RELATED TO INVESTMENTS AND INSURANCE; INVESTMENT RELATED; 200 HOURS/MONTH; 200 HOURS/MONTH DURING BUSINESS HOURS; WAGES/SALARY/TIPS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-12
• S63 Uniform Securities Agent State Law Examination
  1993-04-05