Thomas Joseph Gramigna

Current Employers

The L. Warner Companies, Inc

9690 Deereco Road Suite 650, Timonium, MD 21093 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-02-21
NJ	RA	APPROVED	2014-09-26
MD	RA	APPROVED	2004-03-26

FL RA
APPROVED

Since 2020-02-21
NJ RA
APPROVED

Since 2014-09-26
MD RA
APPROVED

Since 2004-03-26

Branch Locations

9690 Deereco Road Suite 650, Timonium, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The L. Warner Companies, Inc.	Timonium	MD	03/1996	Present

03/1996 → Present

The L. Warner Companies, Inc.

Timonium, MD

Other Businesses

1) THE L. WARNER COMPANIES; 9690 DEERECO ROAD, SUITE 650, TIMONIUM, MD 21093; 01/2007; SR. VICE PRESIDENT; MEMBER FIRM ACTIVITIES RELATED TO INVESTMENTS AND INSURANCE; INVESTMENT RELATED; 200 HOURS/MONTH; 200 HOURS/MONTH DURING BUSINESS HOURS; WAGES/SALARY/TIPS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-12
S63	Uniform Securities Agent State Law Examination	1993-04-05

S65 Uniform Investment Adviser Law Examination

1999-07-12
S63 Uniform Securities Agent State Law Examination

1993-04-05

View on SEC IAPD

Current Employers

The L. Warner Companies, Inc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews