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Aaron Benjamin Bowling

Tiaa-Cref Individual & Institutional Services, LLC

Baltimore, MD

Upper Chichester, PA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-07-07
AL RA APPROVED 2026-04-22
TX RA APPROVED_RES 2026-04-22
VT RA APPROVED 2026-04-22
PA RA APPROVED 2025-06-09
  • MD RA
    APPROVED
    Since 2026-07-07
  • AL RA
    APPROVED
    Since 2026-04-22
  • TX RA
    APPROVED_RES
    Since 2026-04-22
  • VT RA
    APPROVED
    Since 2026-04-22
  • PA RA
    APPROVED
    Since 2025-06-09

Branch Locations

1410 Clarkview Road, Baltimore, MD 21209 • United States

Upper Chichester, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Duncan OK 10/2013 09/2022
Edward Jones St Louis MO 09/2022 09/2023
Tiaa Philadelphia PA 05/2025 Present
Tiaa-Cref Individual & Institutional Services, Llc Philadelphia PA 05/2025 Present
Unemployed Conshohocken PA 09/2023 05/2025
Previous Registrations
  • 2022-09-12 → 2023-09-05
    Edward Jones
    Plainsboro, NJ
  • 2013-10-18 → 2022-10-03
    Morgan Stanley
    Duncan, OK
    Oklahoma City, OK
    Duncan, OK
  • 2010-03-01 → 2013-10-22
    Edward Jones
    Duncan, OK
    Duncan, OK
    Duncan, OK
    St Louis, MO
    Collegeville, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-27
S63 Uniform Securities Agent State Law Examination 2006-02-17
  • S66 Uniform Combined State Law Examination
    2010-02-27
  • S63 Uniform Securities Agent State Law Examination
    2006-02-17
Other Names
  • Aaron Benjamin Bowling
  • Aaron B Bowling

View on SEC IAPD

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