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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-07-07 |
| AL | RA | APPROVED | 2026-04-22 |
| TX | RA | APPROVED_RES | 2026-04-22 |
| VT | RA | APPROVED | 2026-04-22 |
| PA | RA | APPROVED | 2025-06-09 |
Branch Locations
1410 Clarkview Road, Baltimore, MD 21209 • United States
Upper Chichester, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Duncan | OK | 10/2013 | 09/2022 |
| Edward Jones | St Louis | MO | 09/2022 | 09/2023 |
| Tiaa | Philadelphia | PA | 05/2025 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Philadelphia | PA | 05/2025 | Present |
| Unemployed | Conshohocken | PA | 09/2023 | 05/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-17 |
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