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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-12-02
TX RA APPROVED 2025-12-02
  • OH RA
    APPROVED
    Since 2025-12-02
  • TX RA
    APPROVED
    Since 2025-12-02

Branch Locations

77 W Elmwood Dr Ste 103, Dayton, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Dayton OH 01/2010 12/2025
Raymond James Financial Services, Inc. Dayton OH 12/2025 Present
Raymond James Financial Services Advisors, Inc. Dayton OH 12/2025 Present
Previous Registrations
Other Businesses

(1)Name of Business: Fresh Paint Designs and Evolution of Style Blog Address: Pioneer BLVD, Springboro, OH, 45066, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/16/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: It's my wife's business. She's the owner and benefits from the business. (2)Name of Business: Williamson Wealth Advisors Address: 77 W Elmwood Dr Ste 103, Dayton, OH, 45459-4263, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/11/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Director of ICD branch at Raymond James.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-04-16
  • S63 Uniform Securities Agent State Law Examination
    1993-04-16

View on SEC IAPD

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