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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-05 |
| TX | RA | APPROVED | 2018-03-22 |
| WA | RA | APPROVED | 2006-01-06 |
Branch Locations
9623 32Nd Street Se Ste D103, Lake Stevens, WA 98258 • United States
Gilbert, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Everett | WA | 05/2009 | Present |
| Northsound Wealth Managment Llc | Lake Stevens | WA | 01/2006 | Present |
NORTHSOUND WEALTH MANAGEMENT LLC, INV RELATED, LAKE STEVENS, WA, 100% OWNERSHIP, START 12/9/2005, 160 HOURS PER MONTH, 6.5 HOURS DURING TRADING, FINET PRACTICE. RHB PROPERTIES, LLC; NOT INV. RELATED; LAKE STEVENS,WA; 100% OWNERSHIP WITH SPOUSE; START DATE 01/18/2022; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; FLIP REAL ESTATE. RENTAL PROPERTY, INVT RELATED, GILBERT, AZ, 100% OWNERSHIP WITH SPOUSE, START DATE 11/1/2022, 10 HRS PER MONTH, 0 HRS DURING TRADING, SHORT TERM RENTAL PROPERTY OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-23 |
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