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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-10-27
  • TX RA
    APPROVED
    Since 2003-10-27

Branch Locations

990 N. Walnut Creek Drive Ste 2010, Mansfield, TX 76063 • United States

Mansfield, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) Mansfield TX 10/2003 Present
  • 10/2003 → Present
    Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)
    Mansfield, TX
Previous Registrations
  • 1993-06-14 → 2003-10-28
    Waddell & Reed
    Fort Worth, TX
Other Businesses

(1) 1/15/2009: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Time Spent 0%. (2) 03/11/2022 - Mebane Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/27/2003 - 173 Hours Per Month/140 Hours During Securities Trading (3) 05/04/2022 - Mebane Financial Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/14/2022 - 10 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-12
S63 Uniform Securities Agent State Law Examination 1993-05-10
  • S65 Uniform Investment Adviser Law Examination
    2002-12-12
  • S63 Uniform Securities Agent State Law Examination
    1993-05-10

View on SEC IAPD

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