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9753 Katy Freeway Suite 200, Houston, TX 77024 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-01-27 |
| TX | RA | APPROVED | 2026-01-27 |
Branch Locations
9753 Katy Freeway Suite 200, Houston, TX 77024 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tcw Funds Distributors | Los Angeles | CA | 03/2008 | 12/2022 |
| Tcw Llc | Los Angeles | CA | 01/2016 | 12/2022 |
| Amundi Distributor Us, Inc. | Boston | MA | 07/2024 | 04/2025 |
| Unemployed | Austin | TX | 01/2023 | 06/2024 |
| Victory Capital Services, Inc. | Brooklyn | OH | 04/2025 | 04/2025 |
| Crossmark Global Investments | Houston | TX | 01/2026 | Present |
| Unemployed | Austin | TX | 04/2025 | 01/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-21 |
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