Mark Stuart Bussey

Current Employers

Mark Bussey & Associates, Lc

2375 E. Camelback Rd. Ste 600, Phoenix, AZ 85016 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2008-10-10

AZ RA
APPROVED

Since 2008-10-10

Branch Locations

Frewsburg, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mark Bussey & Associates, Lc	Scottsdale	AZ	06/2003	Present

06/2003 → Present

Mark Bussey & Associates, Lc

Scottsdale, AZ

Previous Registrations

2003-06-16 → 2007-12-31

Mark Bussey & Associates, Lc

Galveston, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-04-16
S63	Uniform Securities Agent State Law Examination	1993-04-14

S65 Uniform Investment Adviser Law Examination

2003-04-16
S63 Uniform Securities Agent State Law Examination

1993-04-14

Other Names

Mark S Bussey

View on SEC IAPD