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Michael Richard Hyser

LPl Financial LLC

Alpharetta, GA

CRD 2322261

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-01-29
TX RA APPROVED_RES 2025-01-13
  • GA RA
    APPROVED
    Since 2025-01-29
  • TX RA
    APPROVED_RES
    Since 2025-01-13

Branch Locations

12735 Morris Road,Building 200 Suite 325, Alpharetta, GA 30004 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Johns Creek GA 04/2016 01/2025
Kestra Investment Services, Llc Johns Creek GA 06/2004 01/2025
Lpl Financial Alpharetta GA 01/2025 Present
  • 04/2016 → 01/2025
    Johns Creek, GA
  • 06/2004 → 01/2025
    Kestra Investment Services, Llc
    Johns Creek, GA
  • 01/2025 → Present
    Lpl Financial
    Alpharetta, GA
Previous Registrations
Other Businesses

1)11/11/2024 - John's Creek Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)11/11/2024 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/2000 - 10 Hr/Mth 3) 02/24/2025 - Strategic Financial Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/01/2003 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-08
S63 Uniform Securities Agent State Law Examination 1993-04-27
  • S65 Uniform Investment Adviser Law Examination
    2000-09-08
  • S63 Uniform Securities Agent State Law Examination
    1993-04-27
Designations
  • Certified Financial Planner

View on SEC IAPD

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