Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-01-29 |
| TX | RA | APPROVED_RES | 2025-01-13 |
Branch Locations
12735 Morris Road,Building 200 Suite 325, Alpharetta, GA 30004 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Johns Creek | GA | 04/2016 | 01/2025 |
| Kestra Investment Services, Llc | Johns Creek | GA | 06/2004 | 01/2025 |
| Lpl Financial | Alpharetta | GA | 01/2025 | Present |
1)11/11/2024 - John's Creek Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)11/11/2024 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/2000 - 10 Hr/Mth 3) 02/24/2025 - Strategic Financial Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/01/2003 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-27 |
Reach out to this advisor