Eric Paul Quinn

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1993 → Present
  Phoenix Home Life
  E. Hartford, CT
• 03/1994 → Present
  Gerardi Insurance Services
  Putnam, CT
• 09/2014 → 06/2021
  Voya Financial Advisors
  Putnam, CT
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-06-30 → 2021-06-09
  Voya Financial Advisors, Inc.
  New London, CT
  Putnam, CT
  Windsor, CT

Other Businesses

1. NAME OF ENTITY:Gerardi Insurance Services; Yes; 16 POMFRET ST; PUTNAM; CT; 6260; FIXED INSURANCE/DBA; VP FINANCIAL SERVICES; 7/14/1998; 160; 160; SALE AND SERVICE OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2022; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, AND LONG TERM CARE; 3. NAME OF OTHER BUSINESS: WOODSTOCK ACADEMY; INVESTMENT RELATED: NO; ADDRESS: 57 ACADEMY RD, WOODSTOCK, CT 06281; NATURE OF BUSINESS: BOARD; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: PROVIDE OVERSIGHT TO THE WOODSTOCK ACADEMY IN COMPLIANCE WITH STATE & FEDERAL REGULATIONS; 4. NAME OF OTHER BUSINESS: WOODSTOCK ACADEMY FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: 57 ACADEMY ROAD. WOODSTOCK, CT 06281, NATURE OF BUSINESS: CORPORATION, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: TREASURER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SUPERVISION OVER THE RECEIPT AND CUSTODY OF THE CORPORATION'S FUNDS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-06-26
• S63 Uniform Securities Agent State Law Examination
  1993-05-06