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Kim T Hickey

J.P. Morgan Securities LLC

Sacramento, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-02
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2018-03-02
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1331 Florin Road, Sacramento, CA 95831 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Sacramento CA 10/2012 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
  • 2006-02-17 → 2009-05-02
    Wamu Investments, Inc.
    Sacramento, CA
    Elk Grove, CA
    Elk Grove, CA
    Sacramento, CA
    Sacramento, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-04-26
  • S63 Uniform Securities Agent State Law Examination
    1993-04-26
Other Names
  • Kim Hickey
  • Kim Tran Hickey

View on SEC IAPD

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