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Current Employers
Heritage Investment Group, Inc.

2480 N.E. 23Rd Street, Pompano Beach, FL 33062 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-27
FL RA APPROVED 2004-10-12
  • TX RA
    APPROVED_RES
    Since 2016-01-27
  • FL RA
    APPROVED
    Since 2004-10-12

Branch Locations

2480 N.E. 23Rd Street, Pompano Beach, FL 33062 • United States

115 South Fielding Avenue, Tampa, FL 33606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heritage Investment Group, Inc. Tampa FL 01/2004 Present
Previous Registrations
  • 2003-01-01 → 2006-10-24
    Heritage Institutional Advisors, Llc
    Tampa, FL
Other Businesses

University of Tampa; Non Investment-Related; Tampa, FL; School; Professor; 1/2018; 16 hrs/mo; 0 hrs/mo during securities trading hours; Teaches students.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-22
S63 Uniform Securities Agent State Law Examination 1996-11-12
  • S65 Uniform Investment Adviser Law Examination
    2002-11-22
  • S63 Uniform Securities Agent State Law Examination
    1996-11-12
Other Names
  • Tim Slattery

View on SEC IAPD

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