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Maurice Steven Bowerman

St. Germain Investment Management

Springfield, MA

Lee, MA

CRD 2322092

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Employer firm

St. Germain Investment Management CRD 155186

$3.79B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
St. Germain Investment Management

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-02-05
  • MA RA
    APPROVED
    Since 2025-02-05

Branch Locations

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

103 West Park St., Lee, MA 01238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. Germain Investment Management Springfield MA 01/2025 Present
Salisbury Bank & Trust Lakeville CT 11/2015 08/2023
Nbt Bank Lakeville CT 08/2023 01/2025
  • 01/2025 → Present
    St. Germain Investment Management
    Springfield, MA
  • 11/2015 → 08/2023
    Salisbury Bank & Trust
    Lakeville, CT
  • 08/2023 → 01/2025
    Nbt Bank
    Lakeville, CT
Previous Registrations
  • 2013-02-22 → 2015-12-21
    Lpl Financial Llc
    Nassau, NY
    Hillsdale, NY
    Chatham, NY
    Valatie, NY
    Copake, NY
    Millerton, NY
Other Businesses

(1) 06/14/2010 - INDEPENDANT INSURANCE AGENT SELLING PROPERTY CASUALTY INSURANCE - 5% OF TIME SPENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-29
S63 Uniform Securities Agent State Law Examination 1993-04-03
  • S66 Uniform Combined State Law Examination
    2012-11-29
  • S63 Uniform Securities Agent State Law Examination
    1993-04-03
Other Names
  • Maurice Stern Bowerman
  • Maurice Steven Bowerman
  • Maurice Steven Bowerman

View on SEC IAPD

Nearby Firms

RAYMOND JAMES & ASSOCIATES, INC.
MORGAN STANLEY
LPL FINANCIAL LLC

Nearby Investors

GEOFFREY WILLIAM MOORE
Charles M Bonatakis
MARK WILLIAM TEED

Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
MORGAN STANLEY · Springfield, MA
LPL FINANCIAL LLC · SPRINGFIELD, MA

More in Springfield, MA

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