Dana Edward Bernard

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2017-04-19
FL	RA	APPROVED	2012-01-20
ME	RA	APPROVED	2012-01-19
MA	RA	APPROVED	2005-05-04

NH RA
APPROVED

Since 2017-04-19
FL RA
APPROVED

Since 2012-01-20
ME RA
APPROVED

Since 2012-01-19
MA RA
APPROVED

Since 2005-05-04

Branch Locations

Pompano Beach, FL • United States

218 Boston Street Suite 210, Topsfield, MA 01983-2210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dana E. Bernard	Bradford	MA	11/1988	Present
Osaic Wealth, Inc.	Bradford	MA	02/1993	Present

11/1988 → Present

Dana E. Bernard

Bradford, MA
02/1993 → Present

Osaic Wealth, Inc.

Bradford, MA

Other Businesses

1. DANA E. BERNARD POSITION: Other - Broker NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1988 ADDRESS: 218 Boston Street, Suite 210, Topsfield MA 01983, United States DESCRIPTION: I'm a broker and as part of my practice I may sell some life, LTC or disability insurance as part of an overall risk/financial program for an individual.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-12-14
S63	Uniform Securities Agent State Law Examination	1993-10-04

S65 Uniform Investment Adviser Law Examination

2002-12-14
S63 Uniform Securities Agent State Law Examination

1993-10-04