Richard Lewis Hollmann

Employer firm

New Edge Wealth CRD 307771

$19.9B regulatory AUM 37 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 09/2021
  Ubs Financial Services Inc.
  New York, NY
• 09/2021 → Present
  Newedge Securities, Inc
  Stamford, CT
• 09/2021 → Present
  Newedge Wealth
  Stamford, CT

Previous Registrations

• 2008-10-27 → 2021-09-27
  Ubs Financial Services Inc.
  New York, NY
  Weehawken, NJ
• 2007-07-17 → 2008-10-15
  Lehman Brothers Inc.
  New York, NY
  New York, NY
  New York, NY

Other Businesses

1)NewEdge Wealth, LLC, an IAR. Investment Professional for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours.  Home office 2200 Atlantic Street, Stamford CT, 06902. Start Date:  9/8/2021

Exams

• S66 Uniform Combined State Law Examination
  2007-07-16
• S63 Uniform Securities Agent State Law Examination
  1993-03-01

Other Names

• Richard L Hollmann