Margaret Mary Oleary

Current Employers

Employment History

• 01/2016 → 10/2016
  Bluestone Investment Banking Group
  Cohasset, MA
• 12/2016 → 09/2017
  Sterling Capial Distributors Llc
  Madison, CT
• 11/2016 → 09/2017
  Sterling Capital Management Llc
  Madison, CT
• 09/2017 → Present
  Sterling Capital Distributors, Llc
  Manchester Center, VT
• 09/2017 → Present
  Sterling Capital Management Llc
  Manchester Center, VT

Previous Registrations

• 2015-02-10 → 2016-01-14
  Cedar Capital, Llc
  Glen Ellyn, IL
• 2013-06-06 → 2015-01-02
  Good Harbor Financial
  Chicago, IL
• 2009-10-12 → 2011-12-08
  Voya Investment Management Co. Llc
  New York, NY
• 2009-05-05 → 2009-10-16
  Advisors Asset Management, Inc.
  Madison, CT
  Melville, NY
• 2008-07-29 → 2009-01-06
  Ubs Financial Services Inc.
  Stamford, CT
  Weehawken, NJ
• 2005-04-04 → 2008-07-22
  Bofa Advisors, Llc
  Canton, CT
  Madison, CT
  Boston, MA
• 2004-08-26 → 2005-04-04
  Columbia Management Advisors, Inc.
  Boston, MA
• 2002-09-06 → 2003-01-01
  Stephens
  Charlotte, NC

Other Businesses

1) STERLING CAPITAL MANAGEMENT, LLC, Manchester Center, VT, INVESTMENT RELATED-FINANCIAL SALES, START DATE 11/2016, Regional Consultant East-Northeast/Director, 160 HOURS PER MONTH ALL DURING SECURITIES TRADING HOURS. 2) O'Leary Family Trust, So. Yarmouth, MA, Non-Investment Related, Start date 03/15/2019, Trustee, Oversight of bills/finances for the Trust, 1 hour per month with 0 during securities trading hours 3) Blazer Pub, Purdy, NY, Non-Investment Related-Restaurant, start date 12/31/1999, Owner/Secretary, Head of Communications for all business owners, 3 hours per month with 0 during securities trading hours. 4) Rental House; Winhall, VT; Investment Related - Yes; Started 06/2023; Owner; rental property; 2 hours per month with 2 hours during securities trading hours. 5) National Bemese Mountain Dog Rescue; Not Investment Related; Dog Foster/Adoption; Mancelona, MI; /2024; Volunteer; read applications, assist with fosters, 8 Hrs./Mo.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-29
• S65 Uniform Investment Adviser Law Examination
  1997-10-06
• S63 Uniform Securities Agent State Law Examination
  1993-03-11

Other Names

• Margaret M Franz
• Margaret Mary Oleary
• Margaret Mary Franz
• Mimi O'LEary
• Margaret M Franz
• Mimi Franz
• Margaret Mary Franz
• Margaret Mary O'LEary