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2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-11-08 |
| TX | RA | APPROVED_RES | 2024-11-08 |
Branch Locations
9729 Cogdill Rd Suite 303, Knoxville, TN 37932 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network, Inc. | Knoxville | TN | 12/1998 | 09/2020 |
| Ssn Advisory, Inc. | Knoxville | TN | 04/2003 | 09/2020 |
| Securities America Advisors | Knoxville | TN | 09/2020 | 02/2022 |
| Securities America, Inc. | Knoxville | TN | 09/2020 | 06/2024 |
| Arbor Point Advisors | Knoxville | TN | 02/2022 | 11/2024 |
| Osaic Wealth, Inc. | Knoxville | TN | 06/2024 | Present |
| Osaic Advisory Services, Llc | Atlanta | GA | 11/2024 | Present |
1. SAVANNAH HOTEL PARTNERS LLC POSITION: Investor NATURE: Hotel Ownership through an LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/28/2017 ADDRESS: 1142 N Sequoyah Dr., Friendsville TN 37737, United States DESCRIPTION: I own a 5% interest in a TRU Hilton hotel in Savannah GA. This is a passive investment. I have no involvement in running the hotel. 2. DBA - Fort Loudon Financial 3. KNOXVILLE ACADEMY OF MUSIC POSITION: Independent Contractor/drum teacher NATURE: Drum teacher INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 165 West End Avenue, Knoxville TN 37932, United States DESCRIPTION: Give drum lessons. 4. FORT LOUDON FINANCIAL LLC POSITION: Managing Member NATURE: LLC for running securities business INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/31/2020 ADDRESS: 9729 Cogdill Rd, Suite 303, Knoxville TN 37932, United States DESCRIPTION: LLC for running BD and RIA business. 5. RON KLIMAS POSITION: Consultant NATURE: Compliance Consulting for RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2023 ADDRESS: 9729 Cogdill Rd, Suite 303, Knoxville TN 37932, United States DESCRIPTION: An RIA Firm - Resource1 Advisor has asked for my assistance in reviewing their ADV and other documentation in relation to a move from State registration to SEC registration. HTTPs ://r1advisor.com/us/ 6. . RON KLIMAS POSITION: Consultant NATURE: Compliance Consulting for RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2023 ADDRESS: 9729 Cogdill Rd, Suite 303, Knoxville TN 37932, United States DESCRIPTION: Provide RIA consulting services to independent RIA firms.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-03-24 |
| S65 | Uniform Investment Adviser Law Examination | 1995-08-15 |
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