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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-23
TX RA APPROVED_RES 2008-05-01
  • MN RA
    APPROVED
    Since 2013-11-23
  • TX RA
    APPROVED_RES
    Since 2008-05-01

Branch Locations

12280 Nicollet Ave S Ste 101, Burnsville, MN 55337-1999 • United States

Lakeville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Burnsville MN 09/2005 03/2020
Ameriprise Financial Services, Llc Burnsville MN 03/2020 Present
Other Businesses

Board of Directors; Just Cause Charity; no title; 7645 Crosswind Court, , Lakeville , MN, 55044; Not Investment-Related; 07/01/2014; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-23
  • S63 Uniform Securities Agent State Law Examination
    1993-03-23
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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