Charles Romano

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2022-03-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley Private Bank, National Association	New York	NY	11/2015	03/2022
Morgan Stanley	Columbus	OH	11/2015	03/2022
Wells Fargo Clearing Services, Llc	Columbus	OH	03/2022	Present

11/2015 → 03/2022

Morgan Stanley Private Bank, National Association

New York, NY
11/2015 → 03/2022

Morgan Stanley

Columbus, OH
03/2022 → Present

Wells Fargo Clearing Services, Llc

Columbus, OH

2010-05-17 → 2022-04-06

Morgan Stanley

South Jordan, UT

Columbus, OH
2010-02-09 → 2010-04-05

Edward Jones

St Louis, MO
2009-03-31 → 2009-12-04

Strategic Advisers Llc

Westlake, OH
2008-04-17 → 2009-01-27

Ubs Financial Services Inc.

Columbus, OH
2007-05-15 → 2008-03-17

Tiaa-Cref Individual & Institutional Services, Llc

Dublin, OH
2003-08-08 → 2007-03-26

Citigroup Global Markets Inc.

Dublin, OH

Dublin, OH
2001-09-27 → 2003-07-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-04-20
S63	Uniform Securities Agent State Law Examination	1993-03-24

Other Firms