Monte A Sperling

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → 03/2021
  Guardian Life Insurance Company
  Woodbury, NY
• 03/2006 → 03/2021
  Park Avenue Securities
  Woodbury, NY
• 03/2021 → Present
  Guardian Life Insurance Company
  Melville, NY
• 03/2021 → Present
  Park Avenue Securities
  Melville, NY
• 06/2024 → Present
  Guardian Life Insurance Company
  Lake Worth, FL
• 06/2024 → Present
  Park Avenue Securities
  Lake Worth, FL

Other Businesses

1) Outside insurance-Occasionally sell term life ins outside of Guardian, Start: 01/01/1985, Address: 225 Broadhollow Rd Suite 105 Melville NY 11747, 1 total hour per month, 1 during securities trading hours, Investment related, Less than 10% annual compensation, 2) MONTNOR ASSOCIATES LLC-DBA FOR BUSINESS FOR ACCOUNTING Start: 04/09/2020 Address: 4614 HAZLETON LANE WELLINGTON FLORIDA 33449 1 total hour per month, 1 during securities trading hours Not Investment related No annual compensation

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-05-11

Other Names

• Monte A Sperling
• Monte Allan Sperling